TIMOTHY J. CORRIGAN, District Judge.
This case is before the Court on Petitioner Gino Velez Scott's Motion Under 28 U.S.C. § 2255 to Vacate, Set Aside, or Correct Sentence (Doc. 1)
On June 30, 2004, a jury found Petitioner guilty of one count of conspiracy to possess five kilograms or more of cocaine with intent to distribute. (Crim. Doc. 89). Because of prior convictions, the Court sentenced Petitioner to life in prison. (Crim. Doc. 109). Petitioner appealed to the Eleventh Circuit Court of Appeals, which affirmed Petitioner's conviction in 2005. United States v. Scott, 136 Fed. Appx. 273 (11th Cir.2005). The Supreme Court denied Petitioner's request for certiorari review.
In 2006, Petitioner filed an initial motion to vacate under 28 U.S.C. § 2255. Among other things, Petitioner alleged that counsel rendered ineffective assistance by failing to investigate and uncover further evidence that would have impeached one of the government's witnesses against him, an ex-convict-turned-DEA-informant named Freddy Pena. The Court denied Petitioner's motion to vacate on April 16, 2008, explaining that trial counsel elicited damaging admissions from Pena on cross-examination relating to his prior heroin conviction and status as a paid informant, but that Petitioner failed to show that further investigation would have yielded any additional impeachment. (Case No. 3:06-cv-906-J-32HTS, Doc. 12 at 5-7). The Court therefore concluded that Petitioner had failed to show prejudice under Strickland v. Washington.
(Case No. 3:06-cv-906-J-32HTS, Doc. 8 at 8). Thus, the United States contended that no prejudice resulted from trial counsel's abridged investigation of Pena because there was no further impeachment evidence that counsel could have uncovered.
But there was more impeachment evidence. In April 2011, the United States notified Petitioner that it had information about Pena about which it claimed to have been unaware during Petitioner's trial and initial § 2255 proceeding. The United States disclosed to Petitioner that: (1) Pena lied to investigators about the source of heroin that was the subject of his 1996 arrest for heroin trafficking, (2) in October
The United States made the belated disclosures after an Assistant United States Attorney from Massachusetts alerted the Jacksonville United States Attorney's Office to the information. The Massachusetts prosecutor was researching Brady material on Pena because his office was using Pena as a witness in one of its own trials, and discovered the above information while reviewing the files of the DEA's Tampa office. Another prosecutor with the Jacksonville office had also disclosed this same impeachment evidence in another trial where Pena was a witness
Based on the new disclosures, Petitioner filed a second § 2255 motion to vacate on November 17, 2011. (Doc. 1). Petitioner asserts that the prosecution suppressed evidence in Petitioner's trial and subsequent collateral proceeding on four occasions: (1) by failing to comply with the Court's standing pretrial discovery order; (2) by representing that all Brady material had been turned over when trial counsel protested that the United States' disclosures were incomplete (See Crim. Doc. 96 at 51-53); (3) when the United States elicited testimony from Pena at trial that Pena had never provided false or misleading information to the DEA; and (4) when the United States argued, in response to Petitioner's initial § 2255 motion, that Petitioner could not show prejudice from trial counsel's failure to adequately investigate Pena because there was no further impeachment evidence to uncover. (See Doc. 3 at 1314). Petitioner has not obtained permission from the Eleventh Circuit Court of Appeals to file a second or successive motion to vacate, as is typically required by 28 U.S.C. §§ 2255(h) and 2244(b). Petitioner contends that the disclosures revealed Brady and Giglio violations, and that the Court should not consider the current motion to vacate "second or successive" because the claims could not have been raised in Petitioner's initial motion given that the United States withheld the evidence until after the Court had already ruled on his first motion to vacate.
Alternatively, Petitioner requests that if the Court finds that his current motion to vacate is second or successive, then it should reopen the judgment in the initial § 2255 case pursuant to Rule 60(b)(3) of the Federal Rules of Civil Procedure. See Fed.R.Civ.P. 60(b)(3). Petitioner points
The Court asked the parties why it should not dismiss the current motion to vacate as "second or successive" under the authority of Tompkins v. Sec'y, Dep't of Corrections, 557 F.3d 1257 (11th Cir.2009), Stewart v. United States, 646 F.3d 856 (11th Cir.2011), and Maye v. United States, 2014 WL 99303 (M.D.Fla. Jan. 9, 2014). (See Doc. 23). The parties have since thoroughly briefed the Court on the matter. Petitioner's arguments against regarding the current motion as "second or successive" are reasoned and persuasive. Were the Court writing on a blank slate it might be inclined to agree with Petitioner. Indeed, because Petitioner could not possibly have discovered the factual predicate underlying the current Brady/Giglio claims before he filed his initial § 2255 motion (because the government was withholding it), Petitioner has not evinced any intent to abuse the writ. And as Petitioner points out, the Supreme Court has indicated that pre-AEDPA "abuse of the writ" doctrine may still inform whether a motion should be considered "second or successive." See Panetti v. Quarterman, 551 U.S. 930, 127 S.Ct. 2842, 2853, 168 L.Ed.2d 662 (2007); but see Magwood v. Patterson, 561 U.S. 320, 130 S.Ct. 2788, 2799, 177 L.Ed.2d 592 (2010) ("The dissent similarly errs by interpreting the phrase `second or successive' by reference to our longstanding doctrine governing abuse of the writ. AEDPA modifies those abuse-of-the-writ principles and creates new statutory rules under § 2244(b)."). "But the judicially-created equitable rules set forth and applied in [pre-AEDPA case law] have since been largely superseded by the enactment of the Antiterrorism and Effective Death Penalty Act of 1996 (`AEDPA')." Ellis v. United States, 593 Fed.Appx. 894, 896 (11th Cir.2014) (citing 28 U.S.C. §§ 2244(b), 2255(h); Gonzalez v. Sec'y, Dep't of Corr., 366 F.3d 1253, 1269 (11th Cir.2004)). This Court is constrained to rule consistently with Tompkins and Stewart, which instruct that a motion to vacate like Petitioner's is "second or successive." The procedural background of Tompkins, in particular, reveals that it was decided on a factual record similar to the case at hand.
In Tompkins, a prisoner on Florida's death row filed a second § 2254 motion to vacate in which he raised new Brady and Giglio claims.
Tompkins, 557 F.3d at 1260. The court described Tompkins' case as "the usual case [where] a petition filed second in time and not otherwise permitted by the terms of [28 U.S.C.] § 2244 will not survive AEDPA's `second or successive' bar." Id. (quoting Panetti, 127 S.Ct. at 2855). The court went further, explaining:
Tompkins, 557 F.3d at 1260 (citations omitted). Thus, the court held that a claim cannot avoid being characterized as "second or successive" simply because it is based on a factual predicate that was previously undiscovered. Only a claim of incompetency-to-be-executed could avoid being characterized as "second or successive," and then only because the facts relevant to that claim necessarily do not even exist until the time for execution draws close—not because the supporting facts existed but were previously unknowable. Id.
Petitioner acknowledges the force of Tompkins, but argues that the court's holding should be limited to its facts. Petitioner points out that the facts as recited in Tompkins do not make clear whether Tompkins' Brady and Giglio claims were based on a factual predicate that he knew of when he filed his first habeas petition, or whether, like Petitioner's case, the claims were based on facts only discovered after the first motion to vacate was resolved because the government had hitherto concealed them. (Doc. 3 at 17). Petitioner contends that the holding of Tompkins was limited to the situation where a petitioner files a second motion to vacate based on Brady or Giglio claims that he already pled or could have included in his first petition. Therefore, Petitioner contends that Tompkins does not apply to this case.
Petitioner is correct that Tompkins' recitation of the facts does not make the context entirely clear. However, the background of Tompkins reveals that the court rendered its decision based on a procedural
Petitioner asserts that the Eleventh Circuit retreated from Tompkins in Stewart v. United States. (Doc. 3 at 19). However, Stewart evinces no intent to recede from Tompkins. Stewart involved a defendant who, after filing an initial § 2255 petition, obtained vacatur of a state conviction that was a necessary predicate for his sentence as a career offender under the Armed Career Criminal Act. 646 F.3d at 858. After getting the state conviction vacated, Stewart moved to correct his federal sentence through a second habeas petition, arguing that his career offender sentence was rendered invalid without the predicate conviction. Id. Thus, the defect under attack in Stewart's second habeas petition (continued imposition of the career offender sentence without the necessary predicate convictions) did not even exist until the predicate conviction was vacated, which in turn only occurred after Stewart's first federal habeas petition was resolved. The court of appeals therefore found that Stewart's motion to vacate was not "second or successive," and that he was not required to obtain permission from the court of appeals before filing it. Id. at 865. In reaching that conclusion the court discussed with approval the Fifth Circuit's decision in Leal Garcia v. Quarterman, 573 F.3d 214 (5th Cir.2009), where the Fifth Circuit held that a prisoner's second habeas petition, based upon a 2005 declaration by President George W. Bush to enforce an order of the International Court of Justice, was not "second or successive." According to Leal Garcia, the petitioner's second motion to vacate was not "second or successive" because the defect complained of did not even come into existence until the state of Texas decided it would not respect the President's 2005
Stewart, 646 F.3d at 861. In explaining why Stewart could bring his second motion to vacate without it being considered "second or successive," the Eleventh Circuit said:
Stewart, 646 F.3d at 863 (emphasis in original).
Far from retreating from Tompkins, the Stewart decision reiterates that a second habeas petition will not avoid being characterized as "second or successive" simply because the factual predicate of a claim was previously undiscoverable. Rather, it is only defects that were wholly nonexistent at the time the petitioner filed his initial motion to vacate that will avoid being characterized as "second or successive" in a subsequent motion to vacate. The Eleventh Circuit specifically rejected the theory that any claim unavailable when the petitioner filed his first motion to vacate is not "second or successive." Stewart, 646 F.3d at 860 ("But adopting that approach too broadly would threaten Congress' clear intention to limit `second or successive' attempts at post-conviction relief."). Because AEDPA specifically provided a mechanism for bringing claims based on newly discovered evidence in a subsequent motion to vacate, see 28 U.S.C. §§ 2244(b), 2255(h), to hold that such claims may nevertheless proceed without comporting with the requirements of § 2244(b) would be to subvert the statutory scheme erected by Congress to regulate habeas litigation. See Stewart, 646 F.3d at 860.
The Court acknowledges that its decision is in tension with those of other circuit courts of appeals to have confronted the same issue. The Ninth and Tenth Circuits
The Court also recognizes the apparent inequity in holding that the government, either through simple negligence or purposeful misconduct
Accordingly, Tompkins and Stewart dictate that Petitioner's motion to vacate be
The Court considers, in the alternative, whether it should reopen the judgment on Petitioner's initial § 2255 motion pursuant to Fed.R.Civ.P. 60(b). Petitioner argues that the government committed "fraud, misrepresentation, or misconduct" under Rule 60(b)(3) when it asserted in the initial § 2255 case that there was no other impeachment evidence against Freddy Pena that Petitioner's counsel could have uncovered, though in fact there was. Petitioner argues that this misrepresentation created a defect in the integrity of the initial collateral proceeding, and thus the Court should revisit that judgment. The United States insists that it did not intentionally mislead the Court concerning additional impeachment evidence, and therefore that the Court should deny relief under Rule 60(b)(3).
The limit against second or successive motions to vacate is jurisdictional. In re Morgan, 717 F.3d at 1193. Therefore, before the Court can rule on Petitioner's alternative Rule 60(b) motion, the Court must be satisfied that it is not actually a successive motion to vacate disguised as one under Rule 60(b) designed to circumvent the requirements of 28 U.S.C. § 2255(h). The Supreme Court has provided instruction on how to construe prisoners' claims under Rule 60. Gonzalez v. Crosby, 545 U.S. 524, 125 S.Ct. 2641, 2647-48, 162 L.Ed.2d 480 (2005). If the Rule 60 motion seeks to add a new ground for relief from the underlying conviction, or attacks the district court's resolution of an initial § 2255 motion on the merits, then a court should consider the Rule 60 motion a "second or successive" motion to vacate. Id. But "when a Rule 60(b) motion attacks, not the substance of the federal court's resolution of a claim on the merits, but some defect in the integrity of the federal habeas proceedings," a court should not consider the Rule 60 motion to be a "second or successive" motion to vacate. Id. at 2648.
Under Petitioner's alternative Rule 60 argument, he does not attempt to add a new claim for relief, nor does he challenge the Court's reasoning for its decision on the initial motion to vacate. Instead, Petitioner asserts that the government's argument in the initial § 2255 proceeding that there was no further Brady material Petitioner's trial counsel could have uncovered, when in fact there was, corrupted the Court's judgment on the ineffective assistance of counsel claim. In other words, Petitioner's Rule 60 motion does not attempt to vacate the underlying conviction by adding a new Brady or Giglio claim, but instead seeks to vacate the court's previous order denying post-conviction relief based on the government withholding evidence relevant to the prejudice prong of Petitioner's Strickland claim. Because
The parties have disputed whether the Court should consider Petitioner's alternative Rule 60(b) motion timely, as it was filed three years after judgment in the initial § 2255 case. Petitioner characterized his Rule 60(b) motion as one alleging fraud, misrepresentation, or misconduct under Rule 60(b)(3). A motion under Rule 60(b)(3) must be brought within one year of the judgment under attack. Fed. R.Civ.P. 60(c)(1). However, this time limitation is not jurisdictional, Fed.R.Civ.P. 82, and the government did not raise the time limitation defense in its responsive pleading. See Doc. 16 at 16 n. 11. The government did not raise the defense at all until nearly three years after Petitioner filed the motion, when the Court brought it to the parties' attention sua sponte. Petitioner therefore argues that the government either waived or forfeited the time limitation defense by failing to raise it for several years, that it would be unfair in view of all the circumstances for the Court to aid the government by enforcing the time limitation sua sponte, and that if the Court does find that the government did not forfeit or waive the time limitation defense, then the Court should equitably toll the one-year limitations period for filing a Rule 60(b)(3) motion.
The Court does not reach Petitioner's equitable tolling argument because it agrees that the government has forfeited the time limitations defense. A party should raise any defenses it has in its responsive pleading, Fed.R.Civ.P. 8(b)(1)(A), including a statute of limitations defense. Fed.R.Civ.P. 8(c)(1). A party that fails to timely raise a non-jurisdictional statute of limitations defense loses the right to enforce it. Although a court may raise an overlooked statute of limitations sua sponte, a court is not required to enforce it unless the limitation is jurisdictional. See Day v. McDonough, 547 U.S. 198, 209, 126 S.Ct. 1675, 164 L.Ed.2d 376 (2006) ("In sum, we hold that district courts are permitted, but not obliged, to consider, sua sponte, the timeliness of a state prisoner's habeas petition."). In Day, a habeas petitioner filed his § 2254 motion outside of the one-year time limit imposed by AEDPA. The state of Florida miscalculated the amount of untolled time that had passed and conceded that the motion was timely, but the district court identified the error, raised the issue sua sponte, and dismissed the motion. The
Id. at 210, 126 S.Ct. 1675 (citations omitted) (emphasis added). Of course, Day involved AEDPA's statute of limitations rather than that contained in Fed.R.Civ.P. 60(c)(1), but the principle that a court should not enforce a statute of limitations sua sponte unless it is assured that the interests of justice will not be disserved is equally instructive here. While the Court has given both parties fair notice and an opportunity to present their positions on the timeliness of Petitioner's Rule 60(b)(3) motion, the Court is not convinced that the interests of justice will be served by dismissing Petitioner's Rule 60(b)(3) motion sua sponte. The government not only failed to argue the issue until three years after Petitioner filed the current motion, but it also made it impossible for Petitioner to timely file a Rule 60(b)(3) motion because it failed to disclose potentially impeaching evidence about Freddy Pena until three years after Petitioner's initial § 2255 motion was resolved. Therefore, the Court declines to dismiss Petitioner's Rule 60(b)(3) motion as untimely. The government forfeited Rule 60(c)(1)'s one-year statute of limitations defense by not raising the matter in its responsive pleading or any other for three years. Only unfairness would result to Petitioner were the Court, under these circumstances, to dismiss the motion on its own initiative.
"On motion and just terms, the court may relieve a party or its legal representative from a final judgment, order, or proceeding for . . . (3) fraud (whether previously called intrinsic or extrinsic), misrepresentation, or misconduct by an opposing party . . ." Fed.R.Civ.P. 60(b)(3). To succeed on a Rule 60(b)(3) motion, a party must prove by clear and convincing evidence
Misrepresentation and misconduct are separate grounds for relief under Rule 60(b)(3) apart from fraud, and neither necessitates
Id. The First, Fourth, Fifth, Seventh, and Ninth Circuit Courts of Appeals agree that Rule 60(b)(3) applies to unintentional misconduct or misrepresentations as well as intentional ones. Anderson v. Cryovac, Inc., 862 F.2d 910, 923 (1st Cir.1988) ("Misconduct" under Rule 60(b)(3) does not require proof of nefarious intent or purpose); Schultz v. Butcher, 24 F.3d 626, 630 (4th Cir.1994) (inadvertent as well intentional failure to comply with a discovery order constitutes misconduct under Rule 60(b)(3)); W.E. Grace Mfg. Co., 351 F.2d at 211 (Fifth Circuit decision that a party can obtain relief due to misrepresentation even in the absence of "a deliberate evil purpose to misstate or conceal or thereafter engage in foot-dragging lest the truth might be uncovered."); Lonsdorf v. Seefeldt, 47 F.3d 893, 897 (7th Cir.1995) ("Rule 60(b)(3) applies to both intentional and unintentional misrepresentations."); In re M/V Peacock on Complaint of Edwards, 809 F.2d 1403, 1405 (9th Cir.1987) (negligent misrepresentations may support relief from judgment under Rule 60(b)(3)). Therefore, the absence of intent to deceive does not foreclose relief under Rule 60(b)(3).
The government has maintained that it did not purposefully conceal impeachment evidence about Freddy Pena as part of a scheme to convince the Court or defendant's counsel that further investigation by trial counsel into Pena's record would have been fruitless. The Court agrees. There is no evidence that the government acted intentionally to withhold the evidence, and the Court reiterates its confidence that the nondisclosure was unintentional, even if negligent. But in arguing that the Court should deny Petitioner's Rule 60(b) motion because he has failed to demonstrate an unconscionable scheme or plan, the government conflates the standard governing an independent action for fraud on the court under Rule 60(d)(3) with the more flexible standard allowing for relief under Rule 60(b)(3). See Rozier, 573 F.2d at 1338 (explaining that the standard governing an independent action for "fraud on the court" is distinguishable from the standard governing claims of fraud, misrepresentation, or other misconduct under Fed. R.Civ.P. 60(b)(3)). Unintentional neglect in failing to comply with discovery requirements, or negligent misrepresentations to the court, can satisfy the requirements of Rule 60(b)(3), and thus the Court may not deny relief under Rule 60(b)(3) only because Petitioner has not shown intentional misconduct.
The only remaining question is whether the misrepresentation prevented Petitioner from fully and fairly presenting his case for post-conviction relief. See Frederick, 205 F.3d at 1287. The Court finds that it did, and points to its order denying Petitioner's initial § 2255 motion. Regarding the claim in Petitioner's first § 2255 motion that counsel rendered ineffective assistance by inadequately investigating Pena, the Court bypassed a determination of whether counsel performed deficiently and disposed of the claim on Strickland's prejudice prong. (See Case No. 3:06-cv-906-J-32HTS, Doc. 12 at 5-7). The Court found, just as the government had urged, that Petitioner could not show prejudice under Strickland because he had not shown that further investigation into Pena would have yielded anything. See id. Thus, the government's representation that defense counsel had dug up all the impeachment evidence against Pena that existed formed a core part of the Court's rationale for its decision. As a result, the Court denied Petitioner's § 2255 motion without an evidentiary hearing. Had the government accurately represented or disclosed that there was significant additional impeachment evidence, it is likely the Court would not have denied Petitioner's first motion to vacate without so much as an evidentiary hearing. The Court is therefore satisfied that Petitioner has met his burden of showing that the government's inaccurate representation prevented him from fully and fairly presenting his case for post-conviction relief.
The scope of Petitioner's relief under Rule 60(b)(3) is narrow in light of that rule's interaction with AEDPA's restrictions on second or successive motions to
Because the foregoing discussion of Tompkins, 557 F.3d 1257, and Stewart, 646 F.3d 856, also resolves the present motion to vacate, the Court will enter a separate final order for the purposes of Fed. R.Civ.P. 54 and 28 U.S.C. § 1291 in Case Number 3:11-cv-1144-J-32PDB. The final order will dismiss Petitioner's second motion to vacate as an unauthorized second or successive motion and grant Petitioner a certificate of appealability. As that order will mark the Court's final decision on Petitioner's second motion to vacate and terminate any consideration of the merits of the claims raised therein, Petitioner may appeal from that order while Petitioner's first § 2255 case is reopened.
Accordingly, it is hereby
5. A separate order will follow with respect to Petitioner's second § 2255 motion to vacate (Case No. 3:11-cv-1144-J-32PDB).